New York, U.S. District Court for Southern and Eastern Districts of New York
Employment and Labor
Investigation, White Collar and Fraud
Financial Services Litigation
Securities and Enforcement
Government and Regulatory
Breach of Contract and Business Torts
Martindale "AV Preeminent" Rating; Avvo "10 Superb" Rating; ALM "New York Legal Leader" for Top 5% in Practice Area; 2017 Corporate Intl Magazine Boutique Securities Litigation Law Firm of the Year in New York
Connecticut College (BA) 1992
Fordham University School of Law (JD) 2002
With more than a decade of experience fighting for investors who were harmed by the misconduct of Wall Street brokerage firms, he has helped clients recover millions of dollars in investment losses. The cases he brings involve misconduct including fraud, negligence, breach of fiduciary duty, failure to disclose conflicts of interest and other violations of state and federal securities laws and regulations.
Mr. Galbraith also represents financial advisors and others in the financial services industry who have become involved in internal investigations and FINRA and SEC enforcement proceedings, as well as in proceedings to expunge unwarranted marks on their licenses and employment disputes. He has deep experience in these areas as a result of his numerous years focusing on white-collar criminal defense and regulatory defense work at two nationally prominent law firms.
Mr. Galbraith has earned the highest possible ratings from both Martindale Hubble (“AV Preeminent” indicating the “highest level of professional excellence”) and Avvo (“Superb”), and has been recognized by the New York Law Journal and Martindale Hubble as a “Top Rated Lawyer” in the area of Alternative Dispute Resolution. He has also been recognized by Martindale Hubble as a “Top Rated Litigation Lawyer” in the areas of Legal Ability and Ethical Standards.